WEALTH OPERATIONS TEAM LEAD

Raleigh, NC 27609

Post Date: 07/25/2018 Job ID: 7.25.1 KEF Industry: Employee Benefits & Retirement Services Pay Rate: $50,000 - $70,000

WEALTH OPERATIONS TEAM LEAD

  • Assist Wealth Operations Director with overseeing the onboarding of all new Wealth Accounts.
  • Audit and oversee Wealth Management workflow processes.
  • Work with internal service team, advisors, and other internal departments to improve quality and productivity.
  • Assist in special ad-hoc projects as needed.
  • Project management.
  • This role will eventually grow to manage a team of onboarding specialists.

 Deal

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WEALTH OPERATIONS TEAM LEAD

  • 3+ years experience working in investment advisory - ideally wealth management (HNW & UHNW).
  • Dynamic team player capable of building a strong, collaborative relationship with the Director of Wealth Operations.
  • Demonstrated leadership abilities and vision in managing projects or initiatives.
  • Smart, patient & confident. Positive attitude!
  • Ability to handle a rapidly growing, fluid environment.
  • Well organized with strong attention to detail; maintains detailed notes and records.
  • Strong proficiency with Microsoft Excel, Word and PowerPoint.  
  • Position requires familiarity with aspects for brokerage/investment advisory operations.
  • Ideal candidate will have FINRA licensing (or will have the opportunity to obtain within 90 days of hire).

 

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Kristine Fornek
Executive Recruiter / Market Specialist

SPECIALTIES:  All ERISA related positions including: Defined Contributions, Defined Benefits / Pension, Non-Qualified, Actuarial, Sales, Service, Communications, Compliance, Implementation, Investments, ESOP, 401(k) Recordkeeping, Financial Advisors, Wealth Management, Wholesaling, Executive Level, etc.

EXPERIENCE:  My area of specialty includes: Defined Benefits, Defined Contributions, Non-Qualified, Actuarial, Taft-Hartley, Investments, Insurance, Trust and Health & Welfare and Annuity.

The levels of candidates that I place include Recordkeepers, Compliance Specialists, Installation/Implementation Specialists, Service/Enrollment Specialists, Sales (Pension Wholesalers, Direct Sales, DCIO), Client Relationship Managers, ERISA Attorneys, Pension Actuaries as well as Management, Director, VP and C-level positions.  We also place Investment professionals, Financial Advisors & Brokers.

I’M IN THIS BUSINESS BECAUSE:  There’s no better feeling than helping someone realize their goals by assisting them in advancing their career.  I love making that connection!  My goal is to consistently build long lasting relationships with both my clients and my applicants.

CLIENTS CAN COUNT ON ME BECAUSE:  I pride myself on the quality of my work and I truly CARE about their needs.  The better I know them, the better my understanding is as to who would fit their needs.


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